Frequently Asked Questions

This page answers common questions about mediation and arbitration in Texas.

What is Mediation?

In the mediation process, a mediator serves as a neutral third party who assists the parties in communicating with one another in an effort to establish a mutually agreeable resolution. In that it encourages participants to concentrate on their present and future needs and interests rather than on fault and blame for previous actions, mediation is a forward-looking practice. In contrast to a court proceeding, mediation allows the parties to remain in charge of their disagreement. In mediation, the parties, not the mediator, have the authority to make decisions.

Pros and Cons

Hiring a legal mediator can have several pros and cons. Here are some of the key advantages and disadvantages to consider:

Pros:

  1. Cost-effective: Hiring a legal mediator can be more cost-effective than pursuing a legal battle in court. Mediation typically involves lower costs, as it avoids lengthy litigation processes, reduces attorney fees, and saves time.

  2. Confidentiality: Mediation proceedings are confidential, which means that discussions and information shared during the process cannot be used against either party in court. This promotes open and honest communication between the parties involved.

  3. Control over the outcome: In mediation, the parties have more control over the outcome compared to a court decision. They actively participate in the decision-making process and work towards a mutually acceptable resolution, rather than having a judgment imposed upon them by a judge.

  4. Preserving relationships: Mediation aims to maintain or improve relationships between the parties involved. It encourages cooperation and fosters a collaborative environment, which can be especially beneficial in situations where ongoing relationships are important, such as family disputes or business partnerships.

  5. Flexibility and customization: Mediation allows for flexible solutions that can be tailored to meet the specific needs and interests of the parties involved. It provides an opportunity for creative problem-solving, taking into account the unique circumstances of the dispute.

Cons:

  1. No guarantee of resolution: Mediation is a voluntary process, and there is no guarantee that a resolution will be reached. If the parties cannot agree on a solution, they may still need to pursue other legal options, such as litigation.

  2. Power imbalances: In some cases, there may be a power imbalance between the parties involved. If one party has significantly more resources or influence, they may have an advantage during negotiations, potentially undermining the fairness of the process.

  3. Lack of formal legal guidance: Unlike a judge or an arbitrator, a mediator does not provide legal advice or make decisions. While they may provide general information about the law, they cannot offer the same level of legal guidance as an attorney.

  4. Possible delays: While mediation can save time compared to litigation, it can still result in delays if the process takes longer than anticipated. If an urgent resolution is needed, mediation may not be the most suitable option.

  5. Unequal commitment: Mediation requires both parties to be committed to the process and willing to engage in good-faith negotiations. If one party is unwilling to participate constructively, mediation may not be successful.

It's important to note that the pros and cons of hiring a legal mediator can vary depending on the specific circumstances of the case and the individuals involved. It is advisable to consult with a legal professional to determine whether mediation is a suitable option for your particular situation.

What is the Mediation roadmap?

1. Agreeing to a Mediator

The parties accept a mediator. Usually, an attorney from the area where the issue is concentrated serves as the mediator. Typically, the mediator is knowledgeable about the issues involved and has expertise in addressing situations similar to the one in question.

2. Scheduling Mediation Session

The parties will be given a list of suitable mediation dates by the mediator, and a day will be chosen for the mediation session by the parties. The mediation usually takes place at the mediator's office. A Zoom mediation is still accessible upon request and it is preferred by some parties.

3. Sending the Mediation Requested Documents

A private mediation statement that details each party's version of events is sent to the mediator by the parties a few days before the mediation conference. The mediator maintains strict confidentiality regarding the parties' private mediation submissions and does not disclose them to any third parties without their express permission.

4. Mediation Occurs

The mediation session takes place and ideally results in a resolution. It's frequently argued that a mediator's goal is to have all and/or both parties make compromises in the mediation that one my not want to make. But when a successful resolution is reached, the mediator prepares a legally enforceable agreement that all parties must sign before adjourning the mediation session. No one may later change their minds regarding this agreement because it is a legally binding contract that can be enforced in court. Ending litigation is typically in the best interests of all parties, despite the fact that parties frequently accept or receive less in a settlement than they desire. Thus, any dissatisfaction with the terms of the settlement including amounts paid or received or conditions to adhere to typically fades very quickly and is replaced with relief and contentment with the results.

Category: Arbitration

A neutral third party is chosen by the parties to arbitrate disputes as a means of resolving them. In order to avoid the complexity, price, and length of litigation, parties frequently agree to arbitrate disputes.

Category: Arbitration

1. Speed: Arbitration proceedings are often faster than traditional court litigation. The parties have more control over the timeline, and the process can be streamlined, leading to quicker resolution.

2. Expertise: Arbitrators are typically chosen based on their expertise in the subject matter of the dispute. This can lead to more informed and specialized decision-making compared to judges in court cases.

3. Privacy and Confidentiality: Arbitration proceedings are usually private and confidential. This can be beneficial for sensitive matters where parties want to avoid public exposure.

4. Flexibility: Parties have more control over the arbitration process. They can customize the procedures and rules to suit their specific needs, allowing for a more tailored and efficient resolution.

5. Choice of Decision-Makers: Parties can have more say in selecting the arbitrators, which can result in more neutral and acceptable decision-makers.

6. Enforceability: Arbitration awards are generally easier to enforce internationally due to agreements like the New York Convention, which facilitates recognition and enforcement of arbitration awards in over 160 countries.

Category: Arbitration

1. Limited Legal Remedies: Arbitration may not offer the same range of legal remedies as a court case. Some legal claims that are available in courts might not be available in arbitration.

2. Finality: Arbitration decisions are usually binding and have limited opportunities for appeal. Even if a decision contains errors of law or fact, they might be difficult to challenge.

3. Cost: While arbitration can be cost-effective compared to lengthy court litigation, it can still involve substantial costs, including arbitrator fees, administrative fees, and legal representation.

4. Lack of Transparency: Arbitration proceedings are often private, which means there's limited public scrutiny. This can lead to concerns about accountability and transparency, especially in cases involving public interest.

5. Inconsistent Precedent: Unlike court decisions, arbitration awards do not establish legal precedent. This can lead to uncertainty in interpreting similar disputes in the future.

6. Limited Discovery: Discovery processes (the exchange of evidence) might be more restricted in arbitration, potentially affecting the ability to fully present and prove a case.

7. Difficulty in Compelling Third Parties: In arbitration, it might be challenging to involve third parties who are not signatories to the arbitration agreement, which can be a limitation in complex disputes.

8. Lack of Legal Safeguards: The formalities and legal protections available in court litigation might be limited in arbitration, potentially disadvantaging one party.

Category: Arbitration

The parties accept a Arborator. Usually, an attorney who is a former Judge from the area
where the parties are located. Typically, the Arborator is knowledgeable about the issues
involved and has life experience and expertise in addressing situations similar to the one in
question.

Category: Arbitration

The parties accept a Arborator. Usually, an attorney who is a former Judge from the area
where the parties are located. Typically, the Arborator is knowledgeable about the issues
involved and has life experience and expertise in addressing situations similar to the one in
question.

Category: Arbitration

The parties will be given a list of suitable Arbitrator dates by the Arbitrator, and the individual
session(s) will be chosen for the arbitration to begin with the parties. The arbitration usually
takes place at the Arbitrator’s office, or a location suitable for all the parties.

Category: Arbitration

A private Arbitration statement that details each party’s version of events is sent to the
Arbitrator with their discovery and any case law being relied upon by the parties for their
individual positions, normally at least 25 days before the arbitration. All documents sent to
by any one party is also sent to the opposing side to be able to have time to respond, no
surprises will be allowed, unless it is rebuttal evidence! The Arbitrator will maintain strict
confidentiality regarding the parties’ private submissions and does not disclose them to any
third parties without their express permission.

Category: Arbitration

The arbitration session(s) takes place and results in an award being issued by the Arbitrator at
the end of all the evidence being presented and considered, the award normally will be
issued within 30 days or sooner depending on the nature of the case. The Arbitrator prepares
a legally enforceable award, that can be enforced in court. An arbitration award can be
challenged but is very difficult to overturn. Ending litigation is typically in the best interests of
all parties, despite the fact that parties frequently believe that they receive less in an award
than they desire. Thus, any dissatisfaction with the terms of the award including amounts
paid or received or conditions to adhere to typically fades very quickly and is replaced with
relief and contentment with the final award that is issued by the arbitrator.